Capital Markets & Securities Associate – New York

Capital Markets & Securities Associate – New York

Vacancy: Corporate Associate – Securities & Capital Markets
Experience: 3+ years
Salary: $153,254+ (DOE)
Firm: National Full-Service Law Firm (Am Law Ranked)
Location: New York, NY

Requirements:

  • Juris Doctor (or equivalent foreign law degree + LLM)

  • Minimum 3 years of experience in securities and capital markets law

  • Substantial experience drafting and reviewing:

    • SEC registration statements and disclosures

    • 1933 Act and 1934 Act compliance reports

    • Underwriting agreements, purchase agreements, indentures, and related documentation

  • Strong working knowledge of federal securities laws, SEC regulations, and disclosure rules

  • Admission to the New York State Bar

About the Role:

A leading national law firm is seeking a skilled Corporate Associate with deep experience in securities and capital markets to join its New York City office. This role will focus on advising clients on public and private offerings, regulatory compliance, and securities disclosure obligations. The successful candidate will work closely with issuers, underwriters, and company leadership on complex capital markets transactions.

Key Responsibilities:

  • Advise on compliance with the Securities Act of 1933 and Exchange Act of 1934

  • Draft, review, and file registration statements, prospectuses, and SEC filings (10-K, 10-Q, 8-K)

  • Counsel clients on disclosure obligations and best practices in securities offerings

  • Coordinate with clients, auditors, underwriters, and regulators throughout the deal process

  • Support a wide range of transactional matters, including IPOs, debt offerings, and private placements

Why Join?

✔ Complex, High-Impact Work – Work on sophisticated transactions with dynamic clients
✔ Collaborative Environment – Join a team that prioritizes mentorship and development
✔ Respected Platform – Nationally recognized firm with a deep bench in capital markets
✔ Predictable Compensation – Transparent base salary starting at $153K

About the Firm:

This nationally recognized firm offers full-service legal representation and has a robust securities and capital markets practice. With a collegial atmosphere and a strong commitment to professional development, the firm supports associates in building thriving long-term careers.

How to Apply:

To apply confidentially, please email your resume and relevant deal sheet to Freddie at freddie@thepeopleof.co.uk.

#TPOPS

Salary:
$150-200K

Location:
New York

Discipline:
Corporate

Job Code:
Capital Markets & Securities Associate – New York

Apply now