Capital Markets Associate – Mid-Level (New York)
Capital Markets Associate – Mid-Level (New York)
Location: New York, NY
Experience: 3–4 Years | Capital Markets / Securities
A leading full-service law firm with a nationally ranked corporate practice is looking to add a mid-level associate to its high-performing Capital Markets team in New York. This group advises both public and emerging-growth companies, investment banks, and institutional investors across a wide spectrum of complex equity and debt transactions.
The Opportunity
You’ll play an integral role on high-value deals, including IPOs, SPAC transactions, follow-on offerings, PIPEs, and private placements. Associates are trusted to lead drafting and negotiations, engage directly with clients, and help navigate regulatory complexity in fast-moving market environments.
Key Responsibilities
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Advise issuers and underwriters on IPOs, SPACs, and follow-on offerings
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Draft and negotiate registration statements, underwriting agreements, and offering documents
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Oversee SEC reporting (10-K, 10-Q, 8-K, proxy statements) and Exchange Act compliance
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Advise on governance, stock exchange rules, insider trading, repurchase programs, and broker-dealer matters
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Supervise junior lawyers, coordinate due diligence, and manage external advisors
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Interface with emerging companies, financial institutions, and alternative capital providers
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Support long-term client relationships as trusted outside corporate counsel
 
Ideal Candidate Profile
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3–4 years’ experience in capital markets at a top-tier law firm
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Proven track record with IPOs, SPACs, PIPEs, or similar offerings
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Familiar with Securities Act and Exchange Act frameworks
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Confident in drafting SEC filings and managing regulatory reviews
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Excellent analytical, writing, and deal management skills
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Admission to the New York Bar required
 
Why This Role
High visibility on headline-grabbing transactions
Supportive, collaborative team culture with direct partner access
Sector-diverse client base: tech, life sciences, financial services, energy, media, and more
Long-term career runway with real client ownership
Salary Band: Approx. $250,000–$310,000 base + discretionary bonus
Benefits: Premium health coverage, 401(k), wellness stipend, bar dues, CLE, and hybrid flexibility
For more info or a confidential chat, reach out to Freddie at
freddie@thepeopleof.co.uk
#TPOPS