Fintech & Financial Services – Of Counsel
Fintech & Financial Services – Of Counsel
Location: Los Angeles, San Diego, San Francisco, or other major U.S. offices
Practice Area: Fintech / Financial Services / Securities
Position Type: Of Counsel
A top-tier international law firm is seeking an experienced attorney to join its Fintech & Financial Services practice. The successful candidate will advise clients on a broad range of federal securities law matters, including:
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Investment Company Act status issues and opinions
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Broker-dealer and investment adviser status, registration, and compliance
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Structuring and launching alternative investment platforms
 
Much of the firm’s work involves technology and early-stage companies, offering exposure to innovative financial products and platforms.
Preferred Experience:
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Deep understanding of the federal securities laws
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SEC experience strongly preferred
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Strong academic credentials
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Exceptional verbal, written, and interpersonal communication skills
 
Compensation & Benefits:
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Base salary: approximately $435,000, with potential for discretionary merit bonuses
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Comprehensive benefits package, including:
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Health, dental, and vision coverage for employees and dependents
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Family-building benefits (IVF, adoption, surrogacy, egg-freezing)
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Paid parental leave and parenting support concierge
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In-home and center-based backup childcare
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Health Savings Accounts with firm contribution
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401(k) plan with firm contribution
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Life, disability, and voluntary supplemental insurance options
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Firm-paid CLE, bar review fees, and bar dues
 
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Location:
Flexible across most U.S. offices, including Los Angeles, San Diego, San Francisco, New York, Washington, D.C., Austin, and Seattle.
Interested?
If you’d like to explore this opportunity further, please contact Freddie at freddie@thepeopleof.co.uk with your resume and brief expression of interest.
#TPOPS